Setting Ethical Limits: For Caring and Competent Professionals

Course #77041 - $36-


Study Points

  1. Define professional competence.
  2. Describe the importance of cultural competence.
  3. Outline components of the therapeutic relationship.
  4. Define empathy and describe the difference between empathy and sympathy.
  5. Identify compassion fatigue, vicarious trauma, and burnout and describe their impact on mental health professionals.
  6. Define transference and countertransference and discuss their implications for the mental health professional.
  7. Identify the functions of professional boundaries in the therapeutic relationship and multiple relationships.
  8. Discuss the guidance on giving and receiving gifts provided by professional ethics codes.
  9. Discuss the legal and ethical considerations of providing distance therapy.

    1 . Competency is defined as the extent to which a therapist has the knowledge and skill required to deliver a treatment to the standard needed for it to achieve its expected results.
    A) True
    B) False

    COMPETENCE

    Competency is defined as "the extent to which a therapist has the knowledge and skill required to deliver a treatment to the standard needed for it to achieve its expected effects" [8]. It is the scope of the professional's practice. According to the ethics codes of the APA, the ACA, and the NASW, members are to practice only within their boundaries of competence [3,4,5].

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    2 . According to the American Counseling Association's (ACA's) Code of Ethics, the boundaries of competence are based on all of the following, EXCEPT:
    A) Education
    B) Sensitivity
    C) Supervised experience
    D) Appropriate professional experience

    COMPETENCE

    C.2.a. Boundaries of Competence

    Counselors practice only within the boundaries of their competence, based on their education, training, supervised experience, state and national professional credentials, and appropriate professional experience. Whereas multicultural counseling competency is required across all counseling specialties, counselors gain knowledge, personal awareness, sensitivity, dispositions, and skills pertinent to being a culturally competent counselor in working with a diverse client population.

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    3 . According to the Code of Ethics of the National Association of Social Workers (NASW), social workers should only use intervention approaches that are new to them after
    A) engaging in appropriate study.
    B) receiving appropriate training.
    C) engaging in consultation with and supervision from people competent in the technique.
    D) All of the above

    COMPETENCE

    (b) Social workers should provide services in substantive areas or use intervention techniques or approaches that are new to them only after engaging in appropriate study, training, consultation, and supervision from people who are competent in those interventions or techniques.

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    4 . According to the American Psychological Association (APA), cultural competence is a part of its principle addressing respect for people's rights and dignity.
    A) True
    B) False

    CULTURAL COMPETENCE

    A general (aspirational) principle articulated in the APA's ethics code addresses respect for people's rights and dignity. The principle states, in part, that [3]:

    Psychologists are aware of and respect cultural, individual, and role differences, including those based on age, gender, gender identity, race, ethnicity, culture, national origin, religion, sexual orientation, disability, language, and socioeconomic status and consider these factors when working with members of such groups. Psychologists try to eliminate the effect on their work of biases based on those factors, and they do not knowingly participate in or condone activities of others based upon such prejudices.

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    5 . Which of the following is NOT one of the three characteristics of a culturally competent counselor?
    A) Actively attempts to understand the worldview of a culturally different client
    B) Actively seeks consultation and supervision from a person within one's own cultural community
    C) Actively develops and practices appropriate, relevant, and sensitive intervention strategies and skills when working with culturally different clients
    D) Actively engages in the process of becoming aware of his/her assumptions about human behavior, values, biases, preconceived notions, and personal limitations

    CULTURAL COMPETENCE

    Three characteristics of a culturally competent counselor have been described. First, a culturally competent counselor is actively engaged in the process of becoming aware of his or her assumptions about human behavior, values, biases, preconceived notions, and personal limitations [9]. This is an ongoing process of self-discovery that requires the willingness to address any issues that may arise. For example, because the concept of boundaries varies across cultures, therapeutic elements related to boundaries should be modified to adapt to this variance. The expectation of confidentiality also varies, so the counselor should not assume that confidentiality is implicitly restricted to the counselor and client. In many cultures, confidentiality is neither expected nor therapeutic [10]. Being culturally competent also requires vigilance and an understanding that referral to another counselor might be necessary in some circumstances (i.e., when working with a particular client is beyond the counselor's boundaries of competence) [9].

    Next, a culturally competent counselor actively attempts to understand the worldview of a culturally different client by employing empathy and avoiding negative judgments [9]. This involves becoming familiar with the culture, subculture, and political history of the client when these differ from those of the counselor. This yields valuable rewards and is useful in avoiding the common therapeutic blunder of overgeneralization [10]. For example, knowing the client's ethnicity, political affiliation in their country of origin, religious beliefs, and expectations of gender roles all contribute to providing the counselor a more precise framework from which therapy can be applied. Clients usually recognize and appreciate the counselor's attempts to learn about their culture, which can enhance the therapeutic alliance [10]. It is also important to recognize that the client is part of a larger cultural system that may include family members, societal elders, or others of significance to the client. These others can impact the client's therapy, with positive or negative outcomes, depending on whether they are enlisted as therapeutic allies or alienated [10].

    Last, a culturally competent counselor actively develops and practices appropriate, relevant, and sensitive intervention strategies and skills when working with culturally different clients. In order to keep abreast of new interventions and strategies, the counselor may need to acquire additional education, training, and supervised experience (Resources) [9].

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    6 . Because the concept of boundaries does not vary across cultures, therapeutic elements related to boundaries do not need to be modified.
    A) True
    B) False

    CULTURAL COMPETENCE

    Three characteristics of a culturally competent counselor have been described. First, a culturally competent counselor is actively engaged in the process of becoming aware of his or her assumptions about human behavior, values, biases, preconceived notions, and personal limitations [9]. This is an ongoing process of self-discovery that requires the willingness to address any issues that may arise. For example, because the concept of boundaries varies across cultures, therapeutic elements related to boundaries should be modified to adapt to this variance. The expectation of confidentiality also varies, so the counselor should not assume that confidentiality is implicitly restricted to the counselor and client. In many cultures, confidentiality is neither expected nor therapeutic [10]. Being culturally competent also requires vigilance and an understanding that referral to another counselor might be necessary in some circumstances (i.e., when working with a particular client is beyond the counselor's boundaries of competence) [9].

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    7 . A cultural informant
    A) is not an active participant in the therapy.
    B) is generally from the same culture as the client.
    C) functions as a consultant by interpreting and identifying culture-specific issues.
    D) All of the above

    CULTURAL COMPETENCE

    Common issues in the therapeutic relationship (e.g., gifts, touch, eye contact, medication compliance, choice of vocabulary) are all influenced by culture. Rather than adhere to a rigid theoretical approach to dealing with these issues, it is best to seek out their cultural meaning on a case-by-case basis. Enlist the expertise of a "cultural informant" if one is available. This person is generally from the same culture as the client, is not an active participant in the therapy, and functions as a consultant to the professional by interpreting or identifying culture-specific issues. The therapeutic paradigm should be flexible. The degree of active intervention by the mental health professional, definition of therapeutic goals, techniques used, and outcome measures should all be modified to reflect cultural differences in the therapy. Also, transference and countertransference interactions influenced by culture will occur and require that professionals become familiar with the types of culturally influenced reactions that can occur in therapy. Phenomena such as cultural stereotyping often occur even when the counselor and client share the same ethno-cultural background [10].

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    8 . Counselors model acceptable behavior in the office so their clients are equipped to emulate and apply that behavior in the outside world.
    A) True
    B) False

    THE THERAPEUTIC RELATIONSHIP

    Many situations that occur in the counseling office are not written about in text books or taught in a classroom setting. Counselors learn through hands-on experience, intuition, ongoing supervision, and continuing education. One constant is the therapeutic relationship. Every therapeutic relationship is built on trust and rapport. Counselors teach their clients what a healthy relationship is through the compassionate care and limit setting that occurs within the therapeutic context. Counselors model acceptable behavior in the office so their clients are equipped to emulate and apply that behavior in the outside world. In many cases, counselors are teaching self-regulation to clients who are learning how to control impulses or regulate behavior in order to improve their connection to other people.

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    9 . Which of the following is NOT one of the major sub-functions of self-regulation, as defined by Bandura?
    A) Judgment
    B) Self-response
    C) Self-observation
    D) Cultural competence

    THE THERAPEUTIC RELATIONSHIP

    Bandura has described self-regulation as a self-governing system that is divided into three major subfunctions [11]:

    • Self-observation: We monitor our performance and observe ourselves and our behavior. This provides us with the information we need to set performance standards and evaluate our progress toward them.

    • Judgment: We evaluate our performance against our standards, situational circumstances, and valuation of our activities. In the therapeutic setting, the counselor sets the standard of how to interact by setting limits and upholding professional ethics. The client then compares the counselor's (i.e., "the expert's") modeled behavior with what they already have learned about relationship patterns and dynamics (i.e., referential comparisons).

    • Self-response: If the client perceives that he or she has done well in comparison to the counselor's standard, the client gives him- or herself a rewarding self-response. The counselor should reinforce this response by delivering positive reinforcement and affirmation for the newly learned behavior. For example, if the client arrives to therapy habitually late and then makes an effort to arrive on time, the counselor can remark, "I notice that you are working hard to arrive on time for session. That is great." The counselor's positive reinforcement and acknowledgment can have a positive impact on the client's self-satisfaction and self-esteem.

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    10 . In the counselor-client relationship, unconditional positive regard means that the counselor should accept, care for, and prize the client.
    A) True
    B) False

    THE THERAPEUTIC RELATIONSHIP

    According to Rogers, "individuals have within themselves vast resources for self-understanding and for altering their self-concepts, basic attitudes, and self-directed behavior" [12]. To facilitate a growth-promoting climate for the client, the counselor should accept, care for, and prize the client. This is what Rogers refers to as "unconditional positive regard," and it allows the client to experience whatever immediate feeling is going on (e.g., confusion, resentment, fear, anger, courage) knowing that the professional accepts it unconditionally [12]. In addition to unconditional positive regard, a growth-promoting therapeutic relationship also includes congruence and empathy.

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    11 . A growth-promoting therapeutic relationship consists of all of the following, EXCEPT:
    A) Empathy
    B) Congruence
    C) Negative reinforcement
    D) Unconditional positive regard

    THE THERAPEUTIC RELATIONSHIP

    According to Rogers, "individuals have within themselves vast resources for self-understanding and for altering their self-concepts, basic attitudes, and self-directed behavior" [12]. To facilitate a growth-promoting climate for the client, the counselor should accept, care for, and prize the client. This is what Rogers refers to as "unconditional positive regard," and it allows the client to experience whatever immediate feeling is going on (e.g., confusion, resentment, fear, anger, courage) knowing that the professional accepts it unconditionally [12]. In addition to unconditional positive regard, a growth-promoting therapeutic relationship also includes congruence and empathy.

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    12 . Which of the following best describes the concept of empathy?
    A) Repeating back a client's words
    B) Reflecting only the content of a client's words
    C) An affinity, association, or relationship between persons wherein whatever affects one similarly affects the other
    D) Understanding, being aware of, being sensitive to, and vicariously experiencing the feelings, thoughts, and experience of another

    THE THERAPEUTIC RELATIONSHIP

    There is great power in empathy. It breaks down resistance and allows clients to feel safe and able to explore their feelings and thoughts. It is a potent and positive force for change [12]. Empathy serves our basic desire for connection and emotional joining [14]. Empathy may be defined as the action of understanding, being aware of, being sensitive to, and vicariously experiencing the feelings, thoughts, and experience of another. It is a deeper kind of listening in which the counselor senses accurately the feelings and personal meanings that the client is experiencing and communicates this understanding to the client [12]. Empathy is not parroting back the client's words or reflecting only the content of those words. It entails capturing the nuances and implications of what the client is saying, and reflecting this back to the client for their consideration using clear, simply connotative language in as few words as possible [15]. Counselors also can show empathy in nonverbal ways to their clients by, for example, looking concerned, being attentive, leaning forward, and maintaining eye contact [15].

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    13 . While engaged in empathic listening, counselors should
    A) remain judgmental.
    B) not respond to feedback.
    C) keep a distance from the experiences being expressed by the client.
    D) alter their perspective of the client as they acquire more information.

    THE THERAPEUTIC RELATIONSHIP

    Empathy is a multi-level process of relating to others. It encompasses both an emotive experience and a cognitive one. It includes an intellectual component (namely, understanding the cognitive basis for the client's feelings), and it implies the ability to detach oneself from the client's feelings in order to maintain objectivity [16]. While engaged in empathic listening, mental health professionals should remain responsive to feedback and alter their perspective or understanding of the client as they acquire more information [16]. Empathy may be summarized by the ability to [17]:

    • See the world as others see it.

    • Be nonjudgmental.

    • Understand another person's feelings.

    • Communicate your understanding of that person's feelings.

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    14 . Which of the following is one of the attributes of compassion-focused therapy?
    A) Empathy
    B) Sensitivity
    C) Nonjudgment
    D) All of the above

    THE THERAPEUTIC RELATIONSHIP

    Compassion-focused therapy is a rapidly growing, evidence-based form of psychotherapy that pursues the alleviation of human suffering through psychological science and engaged action [19]. According to Gilbert, the following are attributes of compassion-focused therapy [20]:

    • Sensitivity: Responsive to distress and needs; able to recognize and distinguish the feelings and needs of the client.

    • Sympathy: Being emotionally moved by the feelings and distress of the client. In the therapeutic relationship, the client experiences the counselor as being emotionally engaged with their story as opposed to being emotionally passive or distant.

    • Distress tolerance: Able to contain, stay with, and tolerate complex and high levels of emotion, rather than avoid, fearfully divert from, close down, contradict, invalidate, or deny them. The client experiences the counselor as able to contain her/his own emotions and the client's emotions.

    • Empathy: Working to understand the meanings, functions, and origins of another person's inner world so that one can see it from her/his point of view. Empathy takes effort in a way that sympathy does not.

    • Nonjudgment: Not condemning, criticizing, shaming, or rejecting. It does not mean nonpreference. For example, nonjudgment is important in Buddhist psychology, which emphasizes experiencing the moment "as it is." This does not mean an absence of preferences.

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    15 . Working with empathy without proper boundaries in the therapeutic relationship leads to burnout.
    A) True
    B) False

    THE THERAPEUTIC RELATIONSHIP

    Too much sympathy, or working with empathy without proper boundaries in the therapeutic relationship, drains the counselor of energy and leads to burnout. In a study of 216 hospice care nurses from 22 hospice facilities across Florida, it was found that trauma, anxiety, life demands, and excessive empathy (leading to blurred professional boundaries) were key determinants of compassion fatigue risk [22]. In other words, there can be too much of a good thing. In order to motivate client change, there should be a limit to the use of empathy in therapy. Empathy is but one tool that a compassionate mental health professional can use to ensure client growth.

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    16 . Which of the following is a symptom of stress?
    A) Fatigue
    B) Sleep problems
    C) Loss of concentration or focus
    D) All of the above

    THE COSTS OF CARING

    Stress is a warning sign that indicates that self-care needs to be increased. Stress tells you that something is not right. It is like the "check engine" light on your car's dashboard, which, if ignored, can lead to major engine malfunction. Stress that is left unchecked or poorly managed is known to contribute to high blood pressure, heart disease, obesity, diabetes, and suicide [23]. Stress reminds us that we are human and that we have limits. The symptoms of stress include [23]:

    • Headaches, muscle tension, neck or back pain

    • Upset stomach

    • Dry mouth

    • Chest pains, rapid heartbeat

    • Difficulty falling or staying asleep

    • Fatigue

    • Loss of appetite or overeating "comfort foods"

    • Increased frequency of colds

    • Lack of concentration or focus

    • Memory problems or forgetfulness

    • Jitters, irritability, short temper

    • Anxiety

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    17 . Vicarious trauma is defined as
    A) a state of mental fatigue.
    B) being depressed or overworked.
    C) a profound shift in worldview that occurs following work with clients who have experienced trauma.
    D) the physical and emotional exhaustion that results from low job satisfaction and feeling powerless and overwhelmed at work.

    THE COSTS OF CARING

    When work-related stress is combined with a lack of self-care and support, more serious stress reactions can occur. Compassion fatigue can develop when a mental health professional cares too much or carries too much material [24]. Chronic day-to-day exposure to clients and their distress (e.g., sexual and physical abuse, military combat, community disaster) can be emotionally taxing for the helping professional and can result in compassion fatigue, vicarious trauma, or, ultimately, professional burnout [24,25]. Vicarious trauma describes a profound shift in worldview that occurs in helping professionals when they work with clients who have experienced trauma; the professional's fundamental beliefs about the world are altered by repeated exposure to traumatic material. Burnout describes the physical and emotional exhaustion that helping professionals can experience when they have low job satisfaction and feel powerless and overwhelmed at work. It is not the same as being depressed or overworked. It is a subtle process in which an individual is gradually caught in a state of mental fatigue and is completely drained of all energy. However, burnout does not necessarily indicate a change in worldview or a loss of the ability to feel compassion for others [26,27,28].

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    18 . Which of the following statements regarding burnout is TRUE?
    A) Causes of burnout are purely organizational.
    B) Burnout is largely identified in older professionals with lower levels of education.
    C) The conflict between expectations and reality is one of the main characteristics of burnout.
    D) Working with less difficult client groups (e.g., marriage counseling) is associated with higher levels of burnout.

    THE COSTS OF CARING

    Some causes of burnout and compassion fatigue can result in part from the personality characteristics of the professional (e.g., perfectionism, overinvolvement with clients) [33]. Because burnout is largely identified in young, highly educated, ambitious professionals, many consider the conflict between an individual's expectations and reality as one of the main characteristics of burnout [27]. Additionally, the professional's attitudes, beliefs, and assumptions can have an impact on performance (e.g., "I must get all my clients better'') and may lead to irritation, a sense of failure, or burnout. Some attitudinal issues are specific to particular client groups (e.g., people who get hostile or perpetrators of sexual assault) or to particular elements of the therapy process (e.g., "I must be available for all of my clients all the time'') [34]. In order to prevent or decrease cases of burnout, compassion fatigue, and vicarious traumatization among professionals, it is important that they receive education on the signs and symptoms of each and that they have access to an open and supportive environment in which to discuss them.

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    19 . All of the following are examples of setting healthy self-care boundaries, EXCEPT:
    A) Leave work at the office.
    B) Always be available for clients.
    C) Live a well-rounded life outside the office.
    D) Educate yourself about trauma and the effects.

    THE COSTS OF CARING

    In addition to setting and maintaining boundaries with clients, counselors also should set and maintain self-care boundaries to avoid burnout. When setting self-care boundaries, counselors may consider some of the following habits [39,40]:

    • Leave work at the office. Avoid conducting research, making telephone calls, and catching up on record keeping at home. Set office hours, publish them on your answering machine, and adhere to those hours.

    • Have a procedure for after-hours emergency calls. For example, many counselors instruct clients to call the nearest hospital or go to the local emergency room. Other offices may have an on-call clinician dedicated to responding to emergency calls. The important thing is that there be a clear policy in place for after-hours calls and that clients are aware of and understand the policy.

    • Do not skip meals to see an extra client. Include regularly scheduled breaks as part of each work day.

    • Schedule and take vacations. Do not check your messages while on vacation. Ask another counselor to see clients in cases of emergency. Most clients can tolerate their counselor's absence for a week or two.

    • Live a well-rounded life beyond the office. Make time for friends and family and engage in interests that renew you.

    • Educate yourself about trauma and its effects. If you are a supervisor, consider using instruments that measure stress with supervisees. The Maslach Burnout Inventory (MBI) and the Professional Quality of Life (ProQOL) scale should be administered on a regular basis to assess both organizational and individual risk of burnout and trauma-related conditions in high-risk settings.

    • Increase your capacity for awareness, containment, presence, and integration. Awareness can be encouraged through meditation, visualization, yoga, journal keeping, art, other creative activities, and personal psychotherapy. Containment abilities can be built through self-care efforts and a balanced life that includes time spent in activities unrelated to work.

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    20 . The term transference describes the way clients "transfer" feelings about important persons in their lives onto their counselors.
    A) True
    B) False

    TRANSFERENCE AND COUNTERTRANSFERENCE

    The term transference was coined by Freud to describe the way that clients "transfer" feelings about important persons in their lives onto their counselor. As Freud said, "a whole series of psychological experiences are revived, not as belonging to the past but applying to the person of the physician at the present moment" [46]. The client's formative dynamics are recreated in the therapeutic relationship, allowing clients to discover unfounded or outmoded assumptions about others that do not serve them well, potentially leading to lasting positive change [47]. Part of the counselor's work is to "take" or "accept" the transferences that unfold in the service of understanding the client's experience and, eventually, offer interpretations that link the here-and-now experience in session to events in the client's past [48]. The intense, seemingly irrational emotional reaction a client may have toward the counselor should be recognized as resulting from projective identification of the client's own conflicts and issues. It is important to guard against taking these reactions too personally or acting on the emotions in inappropriate ways [49]. Therapists' emotional reactions to their patients (countertransference) impact both the treatment process and the outcome of psychotherapy.

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    21 . Reflection demands a reasonable level of awareness of one's thoughts and feelings and a sound grasp of whether they deviate from good professional behavior.
    A) True
    B) False

    TRANSFERENCE AND COUNTERTRANSFERENCE

    It also is important to be reflective rather than reactive in words and actions. Use of the mindfulness technique can help counselors to become reflective rather than reactive and can help counselors unhook from any triggering material and maintain appropriate limits and boundaries. Reflection demands a reasonable level of awareness of one's thoughts and feelings and a sound grasp of whether they deviate from good professional behavior. Reflection includes [51]:

    • A questioning attitude towards one's own feelings and motives

    • The recognition that we all have blind spots

    • An understanding that staff are affected by clients

    • An understanding that clients are affected by staff behavior

    • A recognition that clients often have strong feelings toward staff

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    22 . Clients are more accepting of transference interpretations in an environment of
    A) empathy.
    B) judgment.
    C) group therapy.
    D) vicarious trauma.

    TRANSFERENCE AND COUNTERTRANSFERENCE

    Clients are more accepting of transference interpretations in an environment of empathy. Transference interpretation is most effective when the road has been paved with a series of empathic, validating, and supportive interventions that create a holding environment for the client [52].

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    23 . In the therapeutic relationship, a boundary
    A) helps to determine what is acceptable.
    B) delineates the "edge" of appropriate behaviors.
    C) clearly defines what is appropriate with every client at every time.
    D) Both A and B

    BOUNDARIES AND LIMITS

    Generally speaking, a boundary indicates where one area ends and another begins. It indicates what is "out of bounds" and acts to constrain, constrict, and limit. In the therapeutic relationship, a boundary delineates the "edge" of appropriate behaviors and helps to rule in and out what is acceptable, although the same behaviors might be acceptable or even desirable in other relationships [60,61]. Boundaries have important functions in the therapeutic relationship, helping to build trust, empower and protect clients, and protect the professional.

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    24 . Which of the following clinician attributes has been identified by clients as essential for the development of trust in the therapeutic relationship?
    A) Is not readily available
    B) Maintains confidentiality
    C) Relates to the client as an "expert"
    D) Reacts strongly to every issue under discussion

    BOUNDARIES AND LIMITS

    The familiarity, trust, and intensity of the therapeutic relationship create a powerful potential for abuse that underscores the need for careful attention to the ethical aspects of professional care [61]. Trust is the cornerstone of the therapeutic relationship, and counselors have the responsibility to respect and safeguard the client's right to privacy and confidentiality [4]. Clients have expressed what they believe to be essential conditions for the development of trust in the therapeutic relationship. These include that the clinician [62]:

    • Is perceived as available and accessible

    • Tries to understand by listening and caring

    • Behaves in a professional manner (evidenced by attributes such as honesty in all interactions)

    • Maintains confidentiality

    • Relates to the client as another adult person rather than as an "expert"

    • Remains calm and does not over-react to the issue under discussion

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    25 . All of the following factors indicate a history of prior boundary violations, EXCEPT:
    A) Divorce
    B) Domestic violence
    C) Childhood sexual abuse
    D) Intimate relationship with a previous counselor

    BOUNDARIES AND LIMITS

    Clients often enter therapy with a history of prior boundary violations (e.g., childhood sexual abuse, domestic violence, inappropriate boundary crossings with another professional) that leave them with persisting feelings and confusion regarding roles and boundaries in subsequent intimate relationships [65]. Consequently, they may test the boundaries as children do. The counselor should recognize these boundary dilemmas and manage them by reiterating the boundaries calmly and clearly [64]. The counselor must also set and maintain boundaries even if the client threatens self-harm or flight from therapy. This can be extremely challenging when faced with a client's primitively motivated, intense demands. However, counselors should recall that one description of the tasks with clients with primitive tendencies is to resist reinforcing primitive strivings and to foster and encourage adult strivings [66]. Winnicott refers to this as a "holding relationship," wherein the counselor acts as a "container" for the strong emotional storms of the client. The act of holding helps reassure the client that the clinician is there to help the client retain control and, if necessary, assume control on his or her behalf [67].

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    26 . Which of the following is a professional risk factor for boundary violations?
    A) Crises in one's own life
    B) Feeling solely responsible for a client's life
    C) Feeling unable to discuss the case with anyone
    D) All of the above

    BOUNDARY CROSSINGS AND VIOLATIONS

    A boundary crossing is a departure from commonly accepted practices that could potentially benefit clients; a boundary violation is a serious breach that results in harm to clients and is therefore unethical [72]. Professional risk factors for boundary violations include [73]:

    • The professional's own life crises or illness

    • A tendency to idealize a "special" client, make exceptions for the client, or an inability to set limits with the client

    • Engaging in early boundary incursions and crossings or feeling provoked to do so

    • Feeling solely responsible for the client's life

    • Feeling unable to discuss the case with anyone due to guilt, shame, or the fear of having one's failings acknowledged

    • Realization that the client has assumed management of his or her own case

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    27 . Boundary crossings are usually not recommended for clients with borderline personality disorder.
    A) True
    B) False

    BOUNDARY CROSSINGS AND VIOLATIONS

    Whatever the reason the professional has to cross a boundary, it is of utmost importance to ensure that it will not harm the client. Each boundary crossing should be taken seriously, weighed carefully in consultation with a supervisor or trusted colleague, well-documented, and evaluated on a case-by-case basis. Intentional crossings should be implemented with two things in mind: the welfare of the client and therapeutic effectiveness. Boundary crossing, like any other intervention, should be part of a well-constructed and clearly articulated treatment plan that takes into consideration the client's problem, personality, situation, history, and culture as well as the therapeutic setting and context [74]. Boundary crossings with certain clients (e.g., those with borderline personality disorder or acute paranoia) are not usually recommended. Effective therapy with such clients often requires well-defined boundaries of time and space and a clearly structured therapeutic environment. Dual or multiple relationships, which always entail boundary crossing, impose the same criteria on the professional. Even when such relationships are unplanned and unavoidable, the welfare of the client and clinical effectiveness will always be the paramount concerns [74].

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    28 . All of the following behaviors/actions have strong exploitative potential, EXCEPT:
    A) Referrals
    B) Bartering with clients
    C) Physical contact with clients
    D) Sexual relationship with supervisee

    MULTIPLE RELATIONSHIPS

    Mental health professionals are forbidden to exploit any person over whom they have supervisory, evaluative, or other similar authority. This includes clients/patients, students, supervisees, research participants, and employees [3,4]. Professional ethics codes outline specific instances of behaviors and actions (some that are expressly prohibited) that have exploitative potential, including [3,4,5]:

    • Bartering with clients

    • Sexual relationships with students or supervisees

    • Sexual intimacies with current or former clients

    • Sexual intimacies with relatives/significant others of current therapy clients

    • Therapy with former sexual partners or partners of a romantic relationship

    • Romantic interactions or relationships with current clients, their romantic partners, or their family members, including electronic interactions or relationships

    • Physical contact with clients (e.g., cradling or caressing)

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    29 . The safest course of action to prevent boundary violations within multiple relationships is to
    A) retain clients after a romantic relationship is initiated.
    B) keep meticulous notes about interactions in the client's record.
    C) maintain established boundaries and limits indefinitely after therapy ends.
    D) wait two years before initiating a personal or business relationship with a client.

    MULTIPLE RELATIONSHIPS

    The safest course of action is to continue to maintain established boundaries and limits indefinitely after therapy ends. In addition to the noted relevant factors, counselors should keep in mind that the client may return for further treatment. If the counselor has become involved in a business or social relationship with a former client, he or she deprives the client of the opportunity to return for additional treatment. It is vital to be mindful of the potential to exploit the client's vulnerability in a post-termination relationship [78].

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    30 . When considering whether to accept a gift from a client, the primary consideration should be
    A) sentimentality.
    B) the monetary value of the gift.
    C) your personal need for the gift.
    D) the effect on the therapeutic relationship.

    GIFTS

    As noted in these excerpts, the effect on the therapeutic relationship should be a primary consideration when considering whether to accept a gift. Gifts can mean many things and also can fulfill social functions. The counselor's task is to identify the contextual meaning of the gift and determine when the gift is not merely a gift. To do so, the counselor must draw out from the client information to discern the possibility of a metaphorical or culturally significant meaning for the gift giving [79]. Counselors should consider the client's motivation for gift-giving as well as the status of the therapeutic relationship. Gifts that may seem intended to manipulate the counselor are probably best refused, whereas rejection of a gift intended to convey a client's appreciation may harm the relationship [80].

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    31 . Humanistic theorists
    A) openly embrace counselor self-disclosure.
    B) note that self-disclosure is a sign of a narcissistic counselor.
    C) assert that self-disclosure harms the counselor-client relationship.
    D) argue that self-disclosure indicates counselors' negative regard for clients.

    GIFTS

    Humanistic theorists openly embrace counselor self-disclosure, asserting that such interventions demonstrate counselors' genuineness and positive regard for clients [85]. It is not surprising that professionals with behavioral and cognitive orientations view professional self-disclosures positively, especially when these interventions are intended to serve as a model for client self-disclosure [86]. And there will be times that self-disclosure is helpful in therapy. For example, it may serve as a vehicle for transmitting feminist values, equalizing power in the therapy relationship, facilitating client growth, fostering a sense of solidarity between counselor and client, helping clients view their own situations with less shame, encouraging clients' feelings of liberation, and acknowledging the importance of the real relationship between counselor and client. It also may enable clients to make informed decisions about whether or not they choose to work with a counselor [86].

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    32 . Professionals should generally avoid using self-disclosures that
    A) clarify a point for a client.
    B) contaminate transference.
    C) keep the focus on the client.
    D) set clear boundaries in the relationship.

    GIFTS

    As stated, mental health professionals' primary concern is to avoid burdening or overwhelming clients. Professionals should generally avoid using disclosures that are for their own needs, that remove the focus from the client, that interfere with the flow of the session, that burden or confuse the client, that are intrusive, that blur the boundaries between the professional and client, or that contaminate transference [86].

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    33 . Competent counseling includes maintaining the knowledge and skills required to understand and properly use treatment tools, including technology.
    A) True
    B) False

    TECHNOLOGY AND DISTANCE THERAPY

    We live in a rapidly changing world, especially where technology is concerned. In the past, therapy was offered only through in-person interaction in an office setting. Then, gradually, some professionals began to offer telephone sessions. Today, counseling is offered through video conferencing and online message boards, and paper client records are being replaced with electronic records. Competent counseling includes maintaining the knowledge and skills required to understand and properly use treatment tools, including technology, while adhering to the ethical code of one's profession.

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    34 . According to the ACA Code of Ethics, the profession of counseling is limited to in-person, face-to-face interactions.
    A) True
    B) False

    TECHNOLOGY AND DISTANCE THERAPY

    The 2014 ACA Code of Ethics also addresses distance counseling, technology, and social media. It states [4]:

    Counselors understand that the profession of counseling may no longer be limited to in-person, face-to-face interactions. Counselors actively attempt to understand the evolving nature of the profession with regard to distance counseling, technology, and social media and how such resources may be used to better serve their clients. Counselors strive to become knowledgeable about these resources. Counselors understand the additional concerns related to the use of distance counseling, technology, and social media and make every attempt to protect confidentiality and meet any legal and ethical requirements for the use of such resources.

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    35 . Some technology-based forms of communication can result in the loss of important nonverbal and verbal cues.
    A) True
    B) False

    TECHNOLOGY AND DISTANCE THERAPY

    Miscommunication is a commonplace occurrence in the online world. Even the simplest things (e.g., punctuation marks) can be misinterpreted. Studies reveal that 7% of any message is conveyed through words, 38% through certain vocal elements, and 55% through nonverbal elements (e.g., facial expressions, gestures, posture) [93]. Some technology-based forms of communication can result in the loss of important nonverbal and vocal cues, leading to an increased risk for miscommunication between client and counselor. Interactive communication, such as texting and email, involves the loss of nonverbal social cues that provide valuable contextual information and interpretation of meaning. Loss of these physical social cues may also increase the client's tendency to project personal psychologic material onto the blankness of the communication. While this may be helpful in some forms of psychotherapeutic interventions and it may offer advantages over in-person communication, it also presents a potential risk for increased miscommunication [91].

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